Financial services risk and compliance
Managing financial services regulatory and financial crime risks can be challenging for businesses. Our Financial Services Risk and Compliance practice, embedded within our Financial Services Regulatory team, partners with clients to provide bespoke and practical advice and support to help you manage regulatory and financial crime risks.
Our team of experienced lawyers and compliance professionals are dedicated to helping you understand and implement legal and regulatory changes, manage conduct risk, and ensure your business operates within the right legal regulatory and financial crime framework. Our Financial Services Risk and Compliance team can provide you with the following support:
Assurance reviews and risk assessments
Financial crime compliance
Regulatory advice
Regulatory applications support
Related insights & events
Consumer Duty: from frameworks to outcomes – 12 priority focus areas for regulated firms
FCA consults on overhaul of consumer credit financial promotion rules
SFO secures £10m DPA – what this means for corporates
Crime and Policing Act 2026: Expansion of senior manager criminal liability
FCA Synthetic Data and Anti-Money Laundering project report: Key points for financial services firms
SM&CR reform: HM Treasury announces Senior Managers and Certification Regime reforms
FCA's findings on Customer Due Diligence processes and controls: Good and poor practices
FCA and PRA publish final rules on operational incident reporting: firms have to ready by 18 March 2027
FCA finalises Phase 1 SM&CR reforms: what firms need to do now
PRA publishes Phase 1 SM&CR reforms: What firms need to know now
FCA puts inactive appointed representatives under the microscope
SFO publishes business plan for 2025-26: Geared for the future
FCA sets expectations for stronger outcome‑focused governance in Year 3 Consumer Duty board reporting
FCA's guidance on targeted support in consumer segment design: considerations for firms
The Bank of England and PRA set out plans for safe AI innovation: What firms need to know
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TLT advises CCI Global on landmark strategic merger with Startek
TLT advises award-winning accountancy firm on acquisition of Green Square
TLT advises on the sale of cloud optimisation specialists
Wellbeing at TLT – a conversation with Claire Graham, Emma Erskine-Fox and Chantal Stroker
TLT trifecta as The Legal Business Awards 2026 shortlist announced
TLT advises on strategic refinancing of BRCK Group PLC
TLT advises clean energy developer on renewable energy park investment
TLT continues to invest in Real Estate with appointment of new partner
TLT awarded Stonewall accreditation for LGBTQ+ inclusive culture
TLT shortlisted for ‘UK Firm of the Year’ at The Lawyer Awards 2026
Government and public services legal panel appointments
TLT boosts public sector team with strategic Partner hire
The Balancing Act: Regeneration beyond the contract
Energise2030: Developing energy projects for the long-term
The Balancing Act: Partnerships, trust and patient capital
ESG in Action: Inside the Government Legal Department’s social mobility agenda
ESG in Action: Climate resilience in real terms: Breaking sustainability silos with Santander
ESG in Action: Hospitality and sustainability working together for future successes
ESG in Action: Beyond returns: Inside the world of responsible investment
ESG in Action: Trailblazing with Ablaze: Helping young people succeed
ESG in Action: Power from the panels: Profit with purpose with Eden Sustainable
The Balancing Act: Setting the scene for regeneration
ESG in Action: Top-down and bottom-up momentum: The next chapter of social mobility with SMBP
ESG in Action: Balancing the basket with the British Retail Consortium
Energise2030: Grid reform, Gate 2 and what's next for connections
ESG in Action: Banking on biodiversity with Nationwide Building Society
Knocking down barriers to on-site generation: A practical guide to behind the meter solar for your business
AI in motion: Balanced algorithms - addressing bias in AI
When good tax decisions go wrong: Governance, filing positions and HMRC scrutiny - Webinar
SMConnect Webinars: Practical Insight for leaders in SMCR roles
Biodiversity Net Gain: What’s changing and what it means for you
DMCC Act - The next chapter for CMA Consumer Law Enforcement
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